where your securities are held

We use third-party custodians to hold and safeguard your financial assets. This means we never possess your funds. The third-party custodians that we work with provide additional services such as account administration, transaction settlements, collection of dividends and interest payments, and other support. Our ability to collaborate with these firms for custodial services means that we have more time to dedicate to our clients.

 

Custodian Service Providers

Fidelity Clearing & Custody Solutions®

Fidelity Clearing & Custody Solutions® provides a comprehensive clearing and custody platform, brokerage services, trading capabilities, and practice management and consulting to Registered Investment Advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement recordkeepers, broker dealer firms, banks, and insurance companies through National Financial Services LLC (NFS) or Fidelity Brokerage Services LLC, Members NYSE, SIPC. In addition to providing services to third party institutions, the NFS brokerage platform supports all the clearing and custody businesses at Fidelity, including Fidelity’s retail and capital markets businesses, bringing NFS assets under administration to more than $4 trillion.

Fidelity Investments is an independent company, unaffiliated with Scott Tucker Solutions or AE Wealth Management. Fidelity Investments is a service provider to AE Wealth Management, LLC. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Scott Tucker Solutions and does not guarantee, or assume any responsibility for, its content.

Fidelity Investments is a registered trademark of FMR LLC. Fidelity Clearing & Custody Solutions® provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.

TD Ameritrade Institutional

TD Ameritrade Institutional* is a leading provider of comprehensive brokerage and custody services to over 6,000 fee-based independent Registered Investment Advisors (RIAs) and their clients. Their collaborative approach and innovative technological solutions ensure that we spend less time navigating a one-size-fits-all solution and more time focused on exceeding your expectations. *TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC.

TD Ameritrade, Inc. is one of the firms that we use to custody our client assets. TD Ameritrade, Scott Tucker Solutions, and the other entities named are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto Dominion Bank. Used with permission.

At Scott Tucker Solutions, Inc., we can offer you the following products and services:

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We can also refer you to professionals who provide the following services:

Trusts | Probate | Charitable Giving | Estate Planning | Tax Planning


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